ESPLOST Corrective Actions Assessment Report, September 4, 2025

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Agenda Item

2. Plante & Moran Audit Report Follow-Up Assessment ~ Updated 9.4.2025

Summary: Presented by: Mr. Joel Thibodeaux, Executive Director of Internal Audits, Chief of Staff Division
DeKalb County Board of Education
Audit Committee Meeting
September 4, 2025
ESPLOST Corrective Actions Assessment Report

Presented by: Joel Thibodeaux – Director of Audits & Compliance
Contracted Auditors: CLA – CliftonLarsonAllen, LLP
        Introduction & Background
  In 2024, consultants from Plante & Moran performed a comprehensive audit of
DeKalb County School District’s E-SPLOST program. A formal report was provided to
the District which included a summary of findings, along with recommendations for
 the District to improve its controls, policies, procedures, and oversight in an effort
                 to enhance governance of future E-SPLOST programs.

   The DeKalb Board of Education requested a 3rd Party assessment of corrective
 action development and deployment. CLA was engaged to assist the District with
their organization, documentation, and remediation action plans in response to the
                             Plante & Moran report.


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      Summary of ESPLOST Findings and Status of Corrective Actions
Finding       Finding Category                                     Activity Goal                                          Status       Assessment or
                                                                                                                                       Solution Owner
  1       Policies                    Assess current status of Program Procedures Manual (PPM) development IN PROCESS (Q2 2026)         Erick Hofstetter
  2       Project Spend Tracking      Assess current status of Project Spend Tracking and Reporting             COMPLETED              Lance McConkey
  3       Contract Procurement,       Assess proposed improvements to Capital Contract structure and            COMPLETED                H. Eric Hilton
          execution, and monitoring   management
  4       Records Retention           Assess status of the Digitization Project and Records Retention Policy    IN PROCESS (Q4 2027)   Kermit Belcher /
                                                                                                                                       Glenn Melendez
  5       Vendor Selection            Assess current Capital Vendor selection process; Advise ongoing           IN PROCESS (Q2 2026)     Yolonda Love
                                      monitoring
  6       Purchase Approval           Assess current Purchase Order management process; Advise ongoing          COMPLETED                 Carla Smith
                                      monitoring & internal auditing process
  7       Expense Review              Assess current Purchase Order management process; Advise ongoing          COMPLETED                 Carla Smith
                                      monitoring & internal auditing process
  8       Internal Control            Implement a suite of preventative and detective controls to monitor the   IN PROCESS (Q3 2026)   Joel Thibodeaux
                                      governance of SPLOST funds
  9       Change Orders               Assess proposed improvements to Capital Contract structure and            COMPLETED               Hans Williams
                                      management, focusing on mitigating District risks and costs
  10      Project Spending            Establish reconcilable “budget to actual” analysis and reporting by       COMPLETED              Lance McConkey
                                      leveraging Munis capabilities
  11      Final Inspection            Implement formal closeout process and documentation retention             COMPLETED               Hans Williams
          Documentation               capabilities which meet requiremens of the PPM.                                                               14
Follow-Up Questions or Concerns?


 Audit Committee Requests for Additional Information

               Office of Internal Audits & Compliance
               Joel B Thibodeaux – Executive Director
              joel_b_thibodeaux@dekalbschoolsga.org
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